1. international firm of auction system
  2. international association of network dealers
  3. national firm of equity dealers
  4. national association of securities dealers
4 views

1 Answers

Answer: Option 4

A regulatory body which licenses brokers and oversees traders is classified as national association of securities dealers. A regulatory body is like a professional body but it is not a membership organisation and its primary activity is to protect the public.

4 views

Related Questions